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by
Stephen P.
Halbrook
The Second
Amendment to the U.S.
Constitution protects an
individual right to keep and bear
arms, explained U.S. Attorney
General John Ashcroft, by letter
dated May 17, 2001, to James Jay
Baker, Executive Director of the
National Rifle Association's
Institute for Legislative Action.
The Violence Policy Center, a
lobbying organization which seeks
to ban guns, has responded with a
superficial attack entitled
Shot Full of Holes:
Deconstructing John Ashcroft's
Second Amendment.
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Click above to see
and read General
Ashcroft's
Letter.
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The
VPC document combines
flawed historical
interpretation with
hysteria, such as that
Ashcroft's views would
protect "armed career
criminals" in their
deadly pursuits. While
the Fourth Amendment
right against
unreasonable search and
seizure and other Bill
of Rights guarantees
protect even criminals,
no one disputes that
such criminals have no
right to keep and bear
arms. Indeed, the
Ashcroft Justice
Department has launched
a vigorous campaign --
absent in the Reno
Department -- against
felons who possess
firearms.
On
assuming office,
Attorney General
Ashcroft took an oath to
support and defend the
Constitution, which
includes the Second
Amendment. From the
standpoint of legal
ethics, it is admirable
when prosecuting
authorities candidly
concede that they or
their predecessors took
an erroneous position
regarding the law, for
their duty is to see
that justice is done,
not to win cases at any
price. Yet VPC has filed
an ethics complaint
against Ashcroft for
expressing in good faith
(and with persuasive
documentation) an
opinion about a
provision of the Bill of
Rights.
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VPC purports to refute Ashcroft's
two-page letter on the Second
Amendment, but VPC's silence on
the Constitution's text is
deafening. The Second Amendment
provides: "A well regulated
militia, being necessary for the
security of a free state, the
right of the people to keep and
bear arms, shall not be
infringed." This "right of the
people" is not limited, as VPC
claims, to actual service in a
state military force. The Framers
knew how to limit a right to
actual service -- the Fifth
Amendment provides for indictment
by grand jury "except in cases
arising . . . in the militia,
when in actual service . . .
."
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At
the NRA Annual
Meetings in Kansas
City, NRA-ILA
Executive Director
James Jay Baker read
to the NRA membership
the contents of the
letter from Attorney
General John Ashcroft
outlining his firm
belief that the
Second Amendment
protects an
individual's right to
keep and bear
arms.
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The
declaration for a well regulated
militia expresses the serious
federal principle that the
ultimate purpose of the Second
Amendment is to secure a free
state, not simply to guarantee
sport and recreation. Such a
militia is encouraged by
recognition of the people's right
to keep and bear arms. The Second
Amendment declares a "right of
the people," not a "power of the
states." Only individuals have
"rights," and only governmental
units have "powers." The state
militia power is declared in
Article I, Section 8 of the
Constitution, which "reserv(es)
to the states respectively, the
appointment of the officers, and
the authority of training the
militia according to the
discipline prescribed by Congress
. . . ."
The Ashcroft
letter begins by noting that
comment would not be made on
existing litigation. VPC launched
an attack on the opinion by Judge
Cummings in United States v.
Emerson, 46 F. Supp. 598
(N.D. Tex. 1999), the appeal of
which is pending in the Fifth
Circuit. This opinion is
unequaled in its scholarship and
analysis in federal jurisprudence
concerning the Second Amendment.
The court held the Second
Amendment to invalidate a federal
law which prohibits possession of
a firearm by a person against
whom a domestic violence
restraining order has been
entered without benefit of a
hearing and with no factual
finding of danger by the court.
Such orders are routinely entered
in Texas divorce cases.
[Editor's Note: On
October 16, 2001, a three judge
panel of the Fifth Circut Court
upheld the interpretation of the
Second Amendment Judge Cummings
handed down in U.S. v.
Emerson.]
VPC points to
federal decisions which state
that the Second Amendment only
protects a "collective" state
power to maintain militias. Such
statements are typically dicta in
cases upholding convictions
against felons in possession of
firearms. No federal court has
ever upheld a general prohibition
by law-abiding citizens of
firearms. While the lack of
serious judicial treatment of the
Second Amendment resembles the
shoddy treatment of the First
Amendment through the 1920s, the
Fifth Circuit noted in a previous
case:
It is
also conceivable that some
applications of section 922(q)
might raise Second Amendment
concerns. Lopez does not raise
the Second Amendment and thus
we do not now consider it.
Nevertheless, this orphan of
the Bill of Rights may be
something of a brooding
omnipresence here. For an
argument that the Second
Amendment should be taken
seriously, see Levinson,
The Embarrassing Second
Amendment, 99 Yale L.J.
637 (1989).
United
States v. Lopez, 2 F. 3d
1342, 1364 n.46 (5th Cir. 1993),
aff'd, 514 U.S. 549 (1995)
(declaring unconstitutional
federal prohibition on possession
of a firearm in a school
zone).
Contrary to
VPC, it can hardly be said that
under Fifth Circuit precedent the
Second Amendment does not protect
individuals. VPC cites
Kostmayer v. Department of
Treasury, 178 F.3d 1291 (5th
Cir.), cert. denied, 528
U.S. 928 (1999), but that opinion
is unpublished and, according to
circuit rules, may not be cited
as precedent. VPC also cites some
district courts that have
rejected Emerson. The fact
remains that Emerson is
the only decision squarely to
face the music -- the text of the
Second Amendment, the Framers'
intent, and the Supreme Court
decisions.
Attorney
General Ashcroft states that "the
text and the original intent of
the Second Amendment clearly
protect the of right of
individuals to keep and bear
firearms." VPC claims that this
contradicts United States v.
Miller, 307 U.S. 174 (1939),
but Miller held only that
absent evidence in the trial
court that a sawed-off shotgun
"at this time has some reasonable
relationship to the preservation
or efficiency of a well regulated
militia, we cannot say that the
Second Amendment guarantees the
right to keep and bear such an
instrument. Certainly it is not
within judicial notice that this
weapon is any part of the
ordinary military equipment or
that its use could contribute to
the common
defense."1
Id. at 178. The test was
not whether the person in
possession of the arm was a
member of a formal militia unit,
but whether the arm "at this
time" is "ordinary military
equipment" or its use "could"
potentially assist in the common
defense. Yet VPC cites this page
for the blatant assertion that
"Miller holds that such a
right is not legitimately
transformed into a right of any
individual to acquire and possess
weapons."
Referring to
the militia clause of the
Constitution, Miller
stated that "to assure the
continuation and render possible
the effectiveness of such forces
the declaration and guarantee of
the Second Amendment were made."
Id. at 178. Historically
"the Militia comprised all males
physically capable of acting in
concert for the common defense,"
and "these men were expected to
appear bearing arms supplied by
themselves and of the kind in
common use at the time."
Id. at 179. Contrary to
VPC, the Second Amendment's two
clauses complement each other:
guaranteeing the right of the
people to keep and bear arms
ensures that a well regulated
militia will be
available.
While
Miller does not support
its position, VPC argues that
this single precedent resolves
everything for all time -- a
curious assumption when one
considers the ever evolving case
law on other constitutional
provisions. VPC cites Planned
Parenthood of Southeastern
Pennsylvania v. Casey, 505
U.S. 833, 841 (1992), but that
case states:
Neither
the Bill of Rights nor the
specific practices of States
at the time of the adoption of
the Fourteenth Amendment marks
the outer limits of the
substantive sphere of liberty
which the Fourteenth Amendment
protects. See U.S. Const.,
Amend. 9. As the second
Justice Harlan recognized:
"(T)he
full scope of the liberty
guaranteed by the Due
Process Clause cannot be
found in or limited by the
precise terms of the
specific guarantees
elsewhere provided in the
Constitution . . . (such
as) the freedom of speech,
press, and religion; the
right to keep and bear
arms. . . . It is a
rational continuum which,
broadly speaking, includes
a freedom from all
substantial arbitrary
impositions and purposeless
restraints. . . ."
Thus, the
right to keep and bear arms is
characterized as one of the
"specific guarantees" of the
Constitution, and no restriction
to military service is
mentioned.
Ashcroft's
letter continues that "some have
argued that the Second Amendment
guarantees only a 'collective'
right of the States to maintain
militias . . . ." VPC claims that
this "some" includes the Supreme
Court, which is false, along with
certain "eminent scholars." Not a
single one of these "eminent
scholars" has published a book on
the Second Amendment, and the
Standard Model among scholars is
the individual rights
interpretation. No scholar or
court has argued seriously that
the Second Amendment guarantees a
"right" to join or bear arms in
the National Guard or a state
militia -- such organizations
make their own recruitment and
employment decisions. This
argument, contrived in the
twentieth century to emasculate
the Second Amendment, has never
been taken seriously on the
merits.
The Standard
Model is buttressed by two books
and scores of scholarly articles.
Concurring in Printz v. United
States, 521 U.S. 898, 938-39
n.2 (1997), Justice Thomas cited
some of them:
Marshaling
an impressive array of
historical evidence, a growing
body of scholarly commentary
indicates that the "right to
keep and bear arms" is, as the
Amendment's text suggests, a
personal right. See,
e.g., J. Malcolm, To
Keep and Bear Arms: The
Origins of an Anglo-American
Right 162 (1994); S.
Halbrook, That Every Man Be
Armed, The Evolution of a
Constitutional Right
(1984); Van Alstyne, The
Second Amendment and the
Personal Right to Arms, 43
Duke L. J. 1236 (1994); Amar,
The Bill of Rights and the
Fourteenth Amendment, 101
Yale L. J. 1193 (1992);
Cottrol & Diamond, The
Second Amendment: Toward an
Afro-Americanist
Reconsideration, 80 Geo.
L. J. 309 (1991); Levinson,
The Embarrassing Second
Amendment, 99 Yale L. J.
637 (1989); Kates, Handgun
Prohibition and the Original
Meaning of the Second
Amendment, 82 Mich. L.
Rev. 204 (1983). . . .
As Justice
Thomas further noted,
Miller "did not, however,
attempt to define, or otherwise
construe, the substantive right
protected by the Second
Amendment." 521 U.S. at 938 n.1.
"Perhaps, at some future date,
this Court will have the
opportunity to determine whether
Justice Story was correct when he
wrote that the right to bear arms
'has justly been considered, as
the palladium of the liberties of
a republic.'" Id. at 938,
quoting 3 J. Story,
Commentaries sec. 1890, p.
746 (1833).
Attorney
General Ashcroft's letter also
paraphrases references to the
Second Amendment in United
States v. Verdugo-Urquidez,
494 U.S. 259, 265 (1990). The
Court made clear that all
law-abiding Americans are
protected by the Second Amendment
as follows:
"The
people" seems to have been a
term of art employed in select
parts of the Constitution. . .
. The Second Amendment
protects "the right of the
people to keep and bear Arms,"
and the Ninth and Tenth
Amendments provide that
certain rights and powers are
retained by and reserved to
"the people." See also U.S.
Const., Amdt. 1, ("Congress
shall make no law . . .
abridging . . . the right
of the people peaceably to
assemble"); Art. I, sec. 2,
cl. 1 ("The House of
Representatives shall be
composed of Members chosen
every second year by the
People of the several
States")(emphasis added).
While this textual exegesis is
by no means conclusive, it
suggests that "the people"
protected by the Fourth
Amendment, and by the First
and Second Amendments, and to
whom rights and powers are
reserved in the Ninth and
Tenth Amendments, refers to a
class of persons who are part
of a national community or who
have otherwise developed
sufficient connection with
this country to be considered
part of that community.
VPC responds
with the assertion that
Verdugo-Urquidez does not
say "whether the Second Amendment
protects either the right of the
'people' to bear arms in military
service under state regulation or
an individual right of the
'people' to bear arms . . . ."
While the Supreme Court has
upheld conscription into the
military, no court has ever
recognized an enforceable "right"
to join the National Guard or a
state force, regardless of
whether the military force
accepts the applicant. And the
language of
Verdugo-Urquidez could not
be clearer: "the people" are the
same in the First and Second
Amendments.
Ashcroft next
turns to the Framers, remarking
that "this view of the text
comports with the all but
unanimous understanding of the
Founding Fathers." He cites four
references, one in the
Revolutionary period and three in
1788, the period of the
Constitution's ratification. VPC
complains that the references
were not in 1791, the year the
Second Amendment was finally
ratified. Yet the Bill of Rights
is explained by the rights
claimed by the colonists during
the Revolution, by the
explanations of the
Constitution's proponents, and by
the demands for a bill of rights
during its ratification period,
particularly in 1788. The Bill of
Rights was proposed and debated
in Congress in 1789. The
following are the four
references.
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"No
freeman shall ever
be debarred the use of
arms."
--
Thomas
Jefferson
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First, Thomas
Jefferson's Proposed Virginia
Constitution (1776) would have
provided: "No freeman shall ever
be debarred the use of arms." 1
Jefferson, Papers
344-45 (Boyd ed. 1951). He also
mentioned freedom of the press
and religion. VPC suggests that
this only shows that the Framers
knew how to describe the right
more expansively. Yet neither
version of the right limited it
to military service.
Second, in
The Federalist No. 46,
James Madison discusses how the
people may maintain a free
society against an oppressive
government. He contends that "the
ultimate authority . . . resides
in the people alone." Against a
federal standing army "would be
opposed a militia amounting to
near half a million citizens with
arms in their hands." Alluding to
"the advantage of being armed,
which the Americans possess over
the people of almost every other
nation," Madison continued:
"Notwithstanding the military
establishments in the several
kingdoms of Europe, which are
carried as far as the public
resources will bear, the
governments are afraid to trust
the people with arms." 15
Documentary History of the
Ratification of the
Constitution 492-93
(1986).
Try as it
might, VPC cannot come to terms
with this model of an armed
populace. Europe's monarchies
disarmed their subjects but the
Americans had "the advantage of
being armed." VPC asserts that
this quote does not address
whether the people can even keep
arms in their homes or use them
for self defense. That just does
not square with the phrase, "to
trust the people with arms." Here
and elsewhere, VPC creates the
false dilemma that arms may be
borne for collective or
individual defense, but not both.
The Framers intended otherwise.
As Rep. Roger Sherman declared in
militia debates in 1790: "He
conceived it to be the privilege
of every citizen, and one of his
most essential rights, to bear
arms, and to resist every attack
upon his liberty or property, by
whomsoever made. The particular
states, like private citizens,
have a right to be armed, and to
defend, by force of arms, their
rights, when invaded." 14
Debates in the House of
Representatives, eds. William
Charles DiGiacomantonio et
al. (Baltimore: The Johns
Hopkins University Press, 1995),
92-3.
"Notwithstanding
the military
establishments in the
several kingdoms of
Europe, which are
carried as far as the
public resources will
bear, the governments
are afraid to trust
the people with
arms."
--
James
Madison
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Third,
Ashcroft cited The
Federalist No. 29 by
Alexander Hamilton. VPC quotes a
discussion about the militia
explicitly reciting the
federal-state militia powers in
Article I, sec. 8 of the
Constitution. VPC again refers to
"the right of a citizen to be
part of the militia," but the
quote shows that the state power
to have a militia is in Article
I, sec. 8, not the Second
Amendment. VPC ignores the
critical language in which
Hamilton expounded the argument
that it would be wrong for a
government to require:
the
great body of yeomanry and of
the other classes of citizens
to be under arms for the
purpose of going through
military exercises and
evolutions, as often as might
be necessary to acquire the
degree of perfection which
would entitle them to the
character of a well regulated
militia. . . .
Little more
can reasonably be aimed at
with respect to the people at
large than to have them
properly armed and equipped. .
. .
. . . This
will not only lessen the call
for military establishments,
but if circumstances should at
any time oblige the government
to form an army of any
magnitude that army can never
be formidable to the liberties
of the people while there is a
large body of citizens, little
if at all inferior to them in
discipline and the use of
arms, who stand ready to
defend their rights and those
of their fellow
citizens.
15
Documentary History of the
Ratification of the
Constitution 230 (1986). A
"large body of citizens," armed
and "ready to defend their
rights"? This language is fatal
to VPC's thesis.
Fourth,
Ashcroft quotes George Mason at
the Virginia ratification
convention in 1788: "I ask, sir,
what is the militia? It is the
whole people . . . To disarm the
people is the best and most
effectual way to enslave them."
VPC claims Mason is "misquoted"
because the two statements were
made two days apart, but both
quotations are authentic and
relate to the same subject. Mason
recalled:
Forty
years ago, when the resolution
of enslaving America was
formed in Great Britain, the
British Parliament was advised
by an artful man (Sir William
Keith), who was governor of
Pennsylvania, to disarm the
people; that it was the best
and most effectual way to
enslave them; but that they
should not do it openly, but
weaken them, and let them sink
gradually, by totally disusing
and neglecting the militia.
(Here Mr. Mason quoted sundry
passages to this effect.) This
was a most iniquitous
project.
3 J. Elliot,
Debates in the Several State
Conventions on the Adoption of
the Federal Constitution 380
(1836).
Thus, Mason
denounced "disarm(ing) the
people" either "openly" or by
"neglecting the militia." Sir
William Keith "question'd how far
it would be consistent with good
Policy, to accustom all the able
Men in the Colonies to be well
exercised in Arms," and expressed
fear of "Rebellion." Sir William
Keith, A Collection of Papers
and Other Tracts 180 (London
1740). Again, it is clear that
Mason was concerned -- as is the
Second Amendment &--
both with encouraging a
popular militia and guaranteeing
the personal right to possess
arms.
Consistent
with these themes, Mason asked:
"Who are the militia? They
consist of now of the whole
people, except a few public
officers. But I cannot say who
will be the militia of the future
day. If that paper on the table
(the Constitution) gets no
alteration, the militia of the
future day may not consist of all
classes, high and low, and rich
and poor . . . ." 3 J. Elliot,
Debates at 425-46. For
Mason, promoting a militia of the
whole people would be met in part
by guaranteeing the individual
right of all people to keep and
bear arms. Accordingly, Mason and
others persuaded the Virginia
convention to demand a federal
bill of rights asserting "the
essential and unalienable rights
of the people" included the
following: "That the people have
a right to keep and bear arms;
that a well-regulated militia,
composed of the body of the
people, trained to arms, is the
proper, natural, and safe defence
of a free state . . . ."
Id. at 657,
659.
Incredibly,
VPC asserts that "Mason took the
position that a national
government should have the power
to disarm the people," and that
"he understood the general
population will be unarmed." VPC
has completely turned upside down
the Framers' explanations and
objectives.
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"Who
are the militia?
They consist of now
of the
whole people,except
a
few public
officers."
--
George
Mason
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The Ashcroft
letter was hardly intended to be
a definitive account. It did not
mention, for instance, the
analysis by Federalist writer
Tench Coxe published just after
Madison introduced the Bill of
Rights in Congress. Coxe stated
of what became the Second
Amendment: "As civil rulers, not
having their duty to the people
duly before them, may attempt to
tyrannize, and as the military
forces which must be occasionally
raised to defend our country,
might pervert their power to the
injury of their fellow-citizens,
the people are confirmed . . . in
their right to keep and bear
their private arms." A
Pennsylvanian,"Remarks on the
First Part of the Amendments to
the Federal Constitution,"
Federal Gazette, June 18,
1789, at 2, col. 1. Madison
praised Coxe for his analysis. 12
Madison Papers 257
(1978).
VPC cannot
cite a single one of the Founding
Fathers who asserted its
argument, for not one did so. VPC
refers to an obscure comment on a
tariff for firearms imports in
Hamilton's Report on the Subject
of Manufactures, but it has no
bearing on the Second
Amendment.
The Ashcroft
letter continues: "In early
decisions, the United States
Supreme Court routinely indicated
that the right protected by the
Second Amendment applied to
individuals." Four cases are
cited, each one of which
presupposed a personal right and
none of which stated that the
right exists only during active
militia service. VPC's attempt to
spin these cases fails. Each case
is discussed below.
Logan v.
United States, 144 U.S. 263,
281 (1892), concerned whether a
federal prisoner has "a right
secured to him by the
Constitution or laws" to be
protected against lawless
violence. The Court summarized
its prior holding in United
States v. Cruikshank, 92 U.S.
542, 552-53 (1876) as
follows:
1st.
It was held that the First
Amendment of the Constitution,
by which it was ordained that
Congress should make no law
abridging the right of the
people peaceably to assemble
and to petition the government
for a redress of grievances,
did not grant to the people
the right peaceably to
assemble for lawful purposes,
but recognized that right as
already existing, and did not
guarantee its continuance
except as against acts of
Congress; and therefore the
general right was not a right
secured by the Constitution of
the United States. . .
.
2d. It was
held that the Second Amendment
of the Constitution, declaring
that "the right of the people
to keep and bear arms shall
not be infringed," was equally
limited in its
scope.
Logan,
144 U.S. at 286-87.
In short, the
rights to assemble and to keep
and bear arms were not "granted"
by the Constitution because the
Constitution recognized those
rights "as already existing."
Similarly, "the rights of life
and liberty were not granted by
the Constitution, but were
natural and inalienable rights of
man . . . ." However, since the
Fourteenth Amendment declared
only that no State shall
deprive any person of life,
liberty or property, without due
process of law, any deprivation
by private persons could be
prosecuted only by the states.
Id. at 287. Accordingly,
Cruikshank held that
private individuals could not be
indicted under federal law for
disrupting an assembly, seizing
firearms, and murdering the
victims. See "The
Cruikshank Case, from
Trial to the Supreme Court," in
Halbrook, Freedmen, the
Fourteenth Amendment, and the
Right to Bear Arms, 1866-1876
(Westport, Conn.: Praeger
Publishers, 1998), 159-82.
Similarly, Logan treats
the First and Second Amendments
equally and does not question the
individual character of the right
to keep and bear arms.
Miller v.
Texas, 153 U.S. 535 (1893),
the next case cited by Ashcroft,
likewise presupposed that the
Second Amendment was a private
right and does not mention any
requirement of militia duty. The
Court held that the Fourth
Amendment right against
unreasonable search and seizure,
like the Second Amendment,
limited federal action but did
not apply directly to the states.
The Court refused to consider
whether the Second and Fourth
Amendments were incorporated into
the Fourteenth Amendment and thus
limited the states, because the
petitioner had not raised that
issue in the courts below. VPC
completely misses this clear
holding by the Court.
The opinion in
Miller v. Texas includes
the following comment:
In
his motion for a rehearing,
however, defendant claimed
that the law of the State of
Texas forbidding the carrying
of weapons, and authorizing
the arrest without warrant of
any person violating such law,
under which certain questions
arose upon the trial of the
case, was in conflict with the
Second and Fourth Amendments
to the Constitution of the
United States, one of which
provides that the right of the
people to keep and bear arms
shall not be infringed, and
the other of which protects
the people against
unreasonable searches and
seizures. We have examined the
record in vain, however, to
find where the defendant was
denied the benefit of any of
these provisions . . .
.
Id. at
538. Given that "the restrictions
of these amendments operate only
upon the Federal power, and have
no reference whatever to
proceedings in state courts,"
id., it was hardly
surprising that the Court decided
that state laws could not violate
the Second and Fourth Amendments.
VPC's assertion that the Court
somehow upheld a gun control law
is simply false.
Most
critically, Miller refused
to consider whether the
Fourteenth Amendment incorporates
the Second and Fourth Amendments
because the issue was raised too
late:
And
if the Fourteenth Amendment
limited the power of the
States as to such rights, as
pertaining to citizens of the
United States, we think it was
fatal to this claim that it
was not set up in the trial
court. . . . A privilege or
immunity under the
Constitution of the United
States cannot be set up here .
. . when suggested for the
first time in a petition for
rehearing after
judgment.
Id. at
538-39. Contrary to VPC, the
Court did not consider whether
the Fourteenth Amendment protects
the right to keep and bear arms
from state infringement.
See Leonardatos, Kopel,
and Halbrook, "Miller versus
Texas," 9 Journal of Law and
Policy, No. 3, 737, 761-66
(2001).
Ashcroft next
cites Robertson v.
Baldwin, 165 U.S. 275, 281-82
(1897), which states:
The
law is perfectly well settled
that the first ten Amendments
to the constitution, commonly
known as the Bill of Rights,
were not intended to lay down
any novel principles of
government, but simply to
embody certain guarantees and
immunities which we had
inherited from our English
ancestors, and which from time
immemorial had been subject to
certain well-recognized
exceptions arising from the
necessities of the case. In
incorporating these principles
into the fundamental law,
there was no intention of
disregarding the exceptions,
which continued to be
recognized as if they had been
formally expressed. Thus, the
freedom of speech and of the
press (article 1) does not
permit the publication of
libels, blasphemous or
indecent articles, or other
publications injurious to
public morals or private
reputation; the right of the
people to keep and bear arms
(article 2) is not infringed
by law prohibiting the
carrying of concealed weapons
. . . .
Surely VPC
does not suggest that the power
of states to maintain militias is
a guarantee which we "inherited
from our English ancestors,"
given that England did not even
have states! To the contrary, the
right of the people to keep and
bear arms has existed "from time
immemorial" and is
"incorporat(ed). . . into the
fundamental law." And it would be
nonsensical to say that the right
to bear arms is limited to
military duty -- the exception
for carrying concealed weapons
applies to the private carrying
of arms, not to carrying arms in
the militia. Once again, the
Supreme Court's clear language
precludes VPC's spin.
Finally,
Ashcroft cites Maxwell v.
Dow, 176 U.S. 581, 597
(1900), which held that the
privileges-and-immunities clause
of the Fourteenth Amendment does
not incorporate the right to jury
trial. Among precedents holding
that various Bill of Rights
guarantees do not apply directly
to the states was the
following:
In
Presser v. Illinois,
116 U.S. 252 (1886), it was
held that the Second Amendment
to the Constitution, in regard
to the right of the people to
bear arms, is a limitation
only on the power of Congress
and the National Government,
and not of the States. It was
therein said, however, that as
all citizens capable of
bearing arms constitute the
reserved military force of the
National Government, the
States could not prohibit the
people from keeping and
bearing arms, so as to deprive
the United States of their
rightful resource for
maintaining the public
security, and disable the
people from performing their
duty to the General
Government.
Maxwell,
176 U.S. at 597.
Indeed,
Presser stated that an
ordinance requiring a permit for
a parade with arms in a city does
"not infringe the right of the
people to keep and bear arms,"
and in any event the Second
Amendment limited Congress, not
the states. 116 U.S. at 265.
Parading in arms went beyond the
individual right of keeping and
bearing of arms as well as the
First Amendment right of
assembly. Id. at 267. It
is noteworthy that the Court did
not suggest -- as VPC would have
it -- that the Second Amendment
did not protect the paraders
because they were not on official
state militia duty. Instead, when
referring to "all citizens
capable of bearing arms" as the
"reserve militia," the Court
stated that "the States cannot,
even laying the constitutional
provision in question out of
view, prohibit the people from
keeping and bearing arms . . . ."
Id. at 265. In other
words, the militia power was not
to be found in the Second
Amendment but
elsewhere.2
It is
noteworthy that Maxwell
referred to "all the privileges
and immunities set forth in the
first eight amendments to the
Federal Constitution,"176 U.S. at
600, and surely the state militia
power cannot be characterized as
a "privilege or immunity" -- only
individuals have privileges and
immunities. Similarly, in his
dissent, Justice Harlan stated
"that the great men who laid the
foundations of our Government
regarded the preservation of the
privileges and immunities
specified in the first ten
amendments as vital to the
personal security of American
citizens." Id. at
615.
Nineteenth
century cases held that the Bill
of Rights did not apply directly
to the states, and some held that
it did not apply to the states
through the Fourteenth
Amendment's
privileges-and-immunities clause.
In the twentieth century, the
Supreme Court has held most Bill
of Rights guarantees applicable
to the states through the
Fourteenth Amendment's due
process clause. Contrary to VPC,
the Court has never held that the
Second Amendment is not
incorporated into the Fourteenth
Amendment. Further, in each of
the above cases, Ashcroft was
correct in stating that the Court
"routinely indicated that the
right protected by the Second
Amendment applied to
individuals."
The Ashcroft
letter continues: "Justice Story
embraced the same view in his
influential Commentaries on the
Constitution." 3 J. Story,
Commentaries on the
Constitution sec. 1890, p.
746 (1833), states: "The right of
the citizens to keep and bear
arms has justly been considered,
as the palladium of the liberties
of the republic; since it offers
a strong moral check against
usurpation and arbitrary power of
the rulers; and will generally,
even if these are successful in
the first instance, enable the
people to resist and triumph over
them.." In support of this
statement, Story cites 1 St.
George Tucker, Blackstone's
Commentaries 300 (1803),
which explains:
The
right of self defence is the
first law of nature: in most
governments it has been the
study of rulers to confine
this right within the
narrowest limits possible.
Wherever standing armies are
kept up, and the right of the
people to keep and bear arms
is, under any colour or
pretext whatsoever,
prohibited, liberty, if not
already annihilated, is on the
brink of destruction. In
England, the people have been
disarmed, generally, under the
specious pretext of preserving
the game . . . . So that not
one man in five hundred can
keep a gun in his house
without being subject to a
penalty.
Story further
cited William Rawle, A View of
the Constitution, ch. 10, p.
125 (1829), which states: "No
clause in the Constitution could
by any rule of construction be
conceived to give to congress a
power to disarm the people."
Story's statement and his
citation to Tucker and Rawle
leave no question that the Second
Amendment protects individuals
from being disarmed by the
government.
Story also
discussed the need for a militia,
which -- contrary to VPC -- is
promoted by a general right to
keep and bear arms. Indeed, Story
wrote elsewhere: "One of the
ordinary modes, by which tyrants
accomplish their purpose without
resistance is, by disarming the
people, and making it an offense
to keep arms . . . ." J. Story,
A Familiar Exposition of the
Constitution of the United
States 264 (1893). That is,
of course, VPC's chief
objective.
Ashcroft
writes: "It is the view that was
adopted by United States Attorney
General Homer Cummings before
Congress in testifying about the
constitutionality of the first
federal gun control statute, the
National Firearms Act of 1934."
See The National Firearms
Act of 1934: Hearings on H.R.
9066 Before the House Comm. On
Ways and Means, 73rd Cong. 6, 13,
19 (1934). Specifically, Rep.
David J. Lewis confessed that "I
have never quite understood how
the laws of the various States
(on concealed weapons) have been
reconciled with the provision in
our Constitution denying the
privilege to the legislature to
take away the right to carry
arms." Id. at 19. He asked
about the bill to require
taxation and registration of
machine guns, "I was curious to
know how we escaped that
provision in the Constitution."
The following discussion
ensued:
Attorney
General Cummings. Oh, we
do not attempt to escape it.
We are dealing with another
power, namely, the power of
taxation, and of regulation
under the interstate commerce
clause. You see, if we made a
statute absolutely forbidding
any human being to have a
machine gun, you might say
there is some constitutional
question involved. But when
you say, "We will tax the
machine gun," and when you say
that "the absence of a license
showing payment of the tax has
been made indicates that a
crime has been perpetrated"
you are easily within the
law.
Mr.
Lewis. In other words, it
does not amount to
prohibition, but allows of
regulation.
Attorney
General Cummings. That is
the idea. We have studied that
very carefully.
Id.
Thus, the
discussion was over how certain
narrowly-defined firearms could
be regulated consistent with the
Second Amendment, not whether
firearms could be prohibited from
all persons not on militia duty.
In yet another instance, VPC has
falsely accused Ashcroft of
error.
VPC faults
Ashcroft for taking a different
view from ex-Solicitor General
Seth Waxman, who discusses
neither the text nor the intent
of the Second Amendment, and a
Nixon-era Office of Legal Counsel
opinion with the bare assertion
that the Second Amendment, when
"first presented to the
Congress," protected "the right
of the States to maintain a
militia." No source is cited for
the latter statement because none
exists. VPC refers to a brief
signed by former Solicitor
General Kenneth Starr stating
that Miller held that "the
possession of that firearm did
not fall within the rights
guaranteed by the Second
Amendment." Yet arguing that the
Second Amendment does not protect
possession of one specific type
of firearm is not equivalent to
arguing that it does not protect
an individual right to possess
any firearm.
Ashcroft
continues: "As recently as 1986,
the United States Congress and
President Ronald Reagan
explicitly adopted this view in
the Firearms Owners' Protection
Act. See Pub. L. No.
99-308, sec. 1 (b) (1986)." That
Act includes the following: "The
Congress finds that -- (1) the
rights of citizens -- (A) to keep
and bear arms under the second
amendment to the United States
Constitution . . . require
additional legislation to correct
existing firearms statutes and
enforcement policies." This
finding was amply supported by
The Right to Keep and Bear
Arms: Report of the
Subcommittee on the Constitution,
Senate Judiciary Committee, 97th
Cong., 2d Sess., 12 (1982), which
found:
The
conclusion is thus inescapable
that the history, concept, and
wording of the second
amendment to the Constitution
of the United States, as well
as its interpretation by every
major commentator and court in
the first half-century after
its ratification, indicates
that what is protected is an
individual right of a private
citizen to own and carry
firearms in a peaceful
manner.
VPC writes as
if Congress' 1986 declaration was
an anomaly, but in fact Congress
has passed similar declarations
in pursuit of its duty to
interpret the Constitution when
it passes legislation. Following
the Civil War, the Southern
States reenacted the slave codes
which made it illegal for blacks
to exercise basic civil rights,
including the possession of
firearms. Congress responded by
passing the Freedmen's Bureau Act
of 1866, which
provided:
the
right . . . to have full
and equal benefit of all laws
and proceedings concerning
personal liberty, personal
security, and the
acquisition, enjoyment, and
disposition of estate, real
and personal, including the
constitutional right to bear
arms, shall be secured to and
enjoyed by all the
citizens of such State or
district without respect to
race or color or previous
condition of slavery.
14 Statutes at
Large 176-77 (1866). This was
approved by the same votes of
over two-thirds of members of
Congress who voted in favor of
the Fourteenth Amendment. Senator
Jacob Howard, when introducing
the Amendment, explained that its
purpose was to protect "personal
rights" such as "the right to
keep and bear arms" from State
infringement. Cong. Globe, 39th
Cong., 1st Sess., 2765 (May 23,
1866). See "The Civil
Rights and Freedmen's Bureau Acts
and the Proposal of the
Fourteenth Amendment," in
Halbrook, Freedmen, the
Fourteenth Amendment, and the
Right to Bear Arms,
1-55.
In 1941, just
before Pearl Harbor, Congress
authorized the President to
requisition property from the
private sector on payment of fair
compensation. The Property
Requisition Act prohibited any
construction "(1) to authorize
the requisitioning or require the
registration of any firearms
possessed by any individual for
his personal protection or sport
(and the possession of which is
not prohibited or the
registration of which is not
required by existing law), (or)
(2) to impair or infringe in any
manner the right of any
individual to keep and bear arms
. . . ." P.L. 274, 77th Cong.,
1st Sess., Ch. 445, 55 Stat., pt.
1, 742 (1941). A committee report
explained:
In
view of the fact that certain
totalitarian and dictatorial
nations are now engaged in the
willful and wholesale
destruction of personal rights
and liberties, our committee
deem it appropriate for the
Congress to expressly state
that the proposed legislation
shall not be construed to
impair or infringe the
constitutional right of the
people to bear arms. . . .
There is no disposition on the
part of this Government to
depart from the concepts and
principles of personal rights
and liberties expressed in our
Constitution.
Rept. No. 1120
(to accompany S. 1579), House
Committee on Military Affairs,
77th Cong., 1st Sess., at 2 (Aug.
4, 1941). Nazi Germany was at
that time disarming Jews and
conquered people and committing
crimes against
humanity.
In short, as a
co-equal branch of government,
the Congress has enacted
declarations making clear that
the Second Amendment protects a
fundamental civil right.
Presidents Franklin Roosevelt and
Ronald Reagan respectively signed
two of these enactments. VPC's
implication that such
declarations are unprecedented
and of no weight simply ignores
Congress' historic and
constitutional duty to interpret
the Constitution in the first
instance.
Ashcroft
writes: "Significantly, the
individual rights view embraced
by the preponderance of legal
scholarship on the subject,
which, I note, includes articles
by academics on both ends of the
political spectrum." He cites the
law review articles by Professors
Van Alstyne, Amar, Cottrol &
Diamond, Levinson, and Kates
which are referenced above by
Justice Thomas. VPC deletes these
references. It tries but cannot
refute what is accepted as the
Standard Model of the Second
Amendment as an individual right.
Hardly any of the professors
cited by VPC who lent their names
to the amicus brief in
Emerson have published
anything on the Second
Amendment.
Ashcroft
comments: "the Constitution
protects the private ownership of
firearms for lawful purposes."
"Of course, the individual rights
view of the Second Amendment does
not prohibit Congress from
enacting laws restricting
firearms ownership for compelling
state interests . . . ." VPC
objects to treating the right to
keep and bear arms as a
fundamental right which evokes
the "compelling state interest"
test. Yet "the key to discovering
whether (a right) is
'fundamental'" lies in assessing
whether it is "explicitly or
implicitly guaranteed by the
Constitution." San Antonio
Independent School District v.
Rodriguez, 411 U.S. 1, 33
(1973). The Second Amendment is
every bit a part of the
Constitution as is the First
Amendment.
VPC suggests
that "compelling state interest"
standard would never be overcome,
but ignores the most obvious case
which the rest of Ashcroft's
sentence describes and which VPC
deletes: "such as prohibiting
firearms ownership by convicted
felons . . . ." Ashcroft adds:
"As Samuel Adams explained at the
Massachusetts ratifying
convention, the proposed
Constitution should 'never (be)
construed . . . to prevent the
people of the United States
who are peaceable
citizens, from keeping their
own arms.'" 2 B. Schwartz, The
Bill of Rights: A Documentary
History 675 (1971) (emphasis
added).
VPC
frivolously questions whether
Adams even made this proposal.
The historical record is clear
that he did. Debates of the
Massachusetts Convention of
1788, 86-87, 266 (Boston,
1856); 6 Documentary History
of the Ratification of the
Constitution, eds. John P.
Kaminski and Gaspare J. Saladino
(Madison: State Historical
Society of Wisconsin, 2000),
1452-53. Moreover, Adams'
proposal that the Constitution
would not be construed to prevent
the people "from keeping their
own arms" was contemporaneously
interpreted to embody the House
committee draft of what became
the Second
Amendment.3
VPC concludes
that several of Ashcroft's quotes
were the same as presented by the
district court in Emerson.
This is hardly surprising, in
that these are significant
statements in the history of the
Second Amendment. VPC blames
Ashcroft for recognizing this
historical reality rather than
turning a blind eye to it. VPC
ignores that Ashcroft swore to
uphold the Constitution, not to
win cases through
dishonesty.
1 Since no
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